Mis-Sold Shares

MIS-SOLD SHARES

‘The story of mis-sold Shares in the U.K.’

‘Don’t write off the value of your investment… just yet. We can help’

Mis-selling of shares in the UK has arisen as a significant problem. Penny shares are no exception as thousands of clients, who have lost money, did not know that they had been mis-sold Shares. This dates as far back as 20 years ago.

Many brokers had been ‘trading as principal’ – a practice where they advise investors to buy shares that their firm already owns. They failed to disclose this under financial regulation legislation. Please consider:

  • Where stockbrokers of financial advisers have given you false or misleading information
  • When you felt that you were not made fully aware of better options
  • Where their firm was trading as principal but failed to disclose this fact
  • That your financial circumstances were assessed incorrectly
  • Shares sold were unsuitable for your portfolio’s normal risk levels.

There are numerous reasons why savers may have been mis-sold shares by financial institutions, despite extremely strict codes of practice for pension advisers. Maybe they didn’t give enough information, or over-looked your health status, or you felt pressured into paying a company fund etc.

Arc Equities Ltd
Astor Securities Limited
Bridge Hall Stockbrokers Ltd
Direct Sharedeal Limited
Saint Pauls Capital Limited
Montague Pitman – Appointed Representatives of Falcon Securities
Mansion House Securities Limited
Square Mile Securities Limited
Pacific Continental Securities (UK) Limited (in liquidation)
Wills & Co Stockbrokers Ltd. Formerly Grahame H. Wills & Company Limited (WILLS)
Axa Rosenberg Investment Management Ltd
ASHMORE INVESTMENT GROUP
AOT Stock Specialist
ASHMORE INDEPENDENT FINANCIAL ADVISERS
Ascension Securities Limited (In Liquidation)
Andrew Walker Associates
Allendale Financial Services Limited
Bernburg Investment Bankers Limited
Berkley Capital Finance/Berkley Finance Group
Coppin Bliss
Square Mile Stockbrokers
White Square Investments Limited
Sky Capital UK Limited

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